SFC Licences of TAM Suk Yee, Carol 譚淑儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 13 January 2009 | 25 November 2010 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 01 April 2003 | 30 June 2008 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 01 April 2003 | 08 June 2004 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 6 | 01 April 2003 | 08 June 2004 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |