SFC Licences of YEUNG Yin Shan 楊燕珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 December 2007 | 20 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 April 2007 | 20 November 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 26 March 2004 | 09 June 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 March 2004 | 09 June 2006 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 April 2003 | 22 March 2004 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 April 2003 | 22 March 2004 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 01 April 2003 | 17 February 2004 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 6 | 01 April 2003 | 17 February 2004 |