SFC Licences of IP Siu Man 葉兆文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 12 March 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 23 March 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 23 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 21 October 2004 22 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 May 2003 22 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 7 16 May 2003 22 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 16 May 2003 22 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 16 May 2003 15 August 2003
Sino Capital Securities Limited 國順證券有限公司 RE 9 01 April 2003 16 May 2003
Well Link International Securities Limited 立橋國際證券有限公司 RE 5 01 April 2003 16 May 2003
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 01 April 2003 16 May 2003
Sino Capital Securities Limited 國順證券有限公司 RE 1 01 April 2003 16 May 2003
Well Link International Securities Limited 立橋國際證券有限公司 RE 7 01 April 2003 16 May 2003
Sino Capital Securities Limited 國順證券有限公司 RE 4 01 April 2003 16 May 2003
Well Link International Securities Limited 立橋國際證券有限公司 RE 9 01 April 2003 16 May 2003
Sino Capital Securities Limited 國順證券有限公司 RE 7 01 April 2003 16 May 2003
Sino Capital Securities Limited 國順證券有限公司 RE 6 01 April 2003 16 May 2003