SFC Licences of CHAN Hoi Yan 陳凱茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Capital Limited 海通國際資本有限公司
RO 6 24 July 2007 18 October 2008
Iridium Capital Limited 泓達資產管理有限公司
RO 4, 9 08 January 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 08 August 2017 17 January 2019
Iridium Capital Limited 泓達資產管理有限公司
RE 4, 9 13 July 2015 30 April 2016
Haitong International Capital Limited 海通國際資本有限公司
RE 6 12 June 2006 24 July 2007
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司
RE 6 23 March 2004 26 May 2006
South China Capital Limited 南華融資有限公司
RE 6 25 April 2003 02 March 2004