SFC Licences of CHAN Hoi Yan 陳凱茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shui On Investment Management Limited 瑞安投資管理有限公司 | RE | 9 | 28 March 2024 | |
Shui On Investment Management Limited 瑞安投資管理有限公司 | RE | 4 | 28 March 2024 | |
Iridium Capital Limited 泓達資產管理有限公司 | RO | 9 | 08 January 2020 | 03 November 2023 |
Iridium Capital Limited 泓達資產管理有限公司 | RO | 4 | 08 January 2020 | 03 November 2023 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 08 August 2017 | 17 January 2019 |
Iridium Capital Limited 泓達資產管理有限公司 | RE | 9 | 13 July 2015 | 30 April 2016 |
Iridium Capital Limited 泓達資產管理有限公司 | RE | 4 | 13 July 2015 | 30 April 2016 |
Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 24 July 2007 | 18 October 2008 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 12 June 2006 | 24 July 2007 |
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 6 | 23 March 2004 | 26 May 2006 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 25 April 2003 | 02 March 2004 |