SFC Licences of CHAN Cecil 陳思豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 17 October 2023
Emperor Futures Limited 英皇期貨有限公司 RE 2 17 October 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 21 January 2004 25 September 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 27 November 2003 25 September 2023
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 01 April 2003 20 November 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 1 01 April 2003 16 May 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 9 01 April 2003 16 May 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 6 01 April 2003 16 May 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 4 01 April 2003 16 May 2003
Kaiser Futures Limited 嘉信期貨有限公司 RE 5 01 April 2003 16 May 2003
Kaiser Futures Limited 嘉信期貨有限公司 RE 9 01 April 2003 16 May 2003