SFC Licences of WONG Siu Han 黃少嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 02 December 2020
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 26 May 2016 19 November 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 26 May 2016 19 November 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2007 20 May 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 20 May 2016
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 05 September 2006 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 05 September 2006 03 March 2008
Kingston Securities Limited 金利豐證券有限公司 RE 1 11 May 2006 24 August 2006
Kingston Futures Limited 金利豐期貨有限公司 RE 2 11 May 2006 24 August 2006
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 4 01 April 2003 10 July 2003
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 6 01 April 2003 10 July 2003
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 01 April 2003 10 July 2003
Hong Kong Forex Investment Limited 香港外匯投資有限公司 RE 3 01 April 2003 10 July 2003
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 9 01 April 2003 10 July 2003