SFC Licences of YU Lai Man, Tonnie 余麗文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 30 April 2019 01 June 2021
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 30 April 2019 01 June 2021
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 5 13 May 2015 12 November 2017
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 2 07 January 2015 12 November 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 07 January 2015 12 November 2017
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 5 14 October 2014 13 May 2015
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 14 October 2014 07 January 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 14 October 2014 07 January 2015
Metro Capital Futures Limited 美高期貨有限公司 RO 5 10 October 2012 13 September 2014
Metro Capital Futures Limited 美高期貨有限公司 RO 2 21 March 2012 13 September 2014
M&F Asset Management Limited 渼豐資產管理有限公司 RO 1 19 December 2011 13 September 2014
Metro Capital Futures Limited 美高期貨有限公司 RE 2 18 October 2011 21 March 2012
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 18 October 2011 19 December 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 18 November 2005 01 October 2011
Celestial Securities Limited 時富證券有限公司 RO 1 19 December 2003 01 October 2011
Celestial Securities Limited 時富證券有限公司 RO 7 19 December 2003 19 February 2004
Celestial Finance Limited 時富財務有限公司 RO 8 01 April 2003 31 March 2005