SFC Licences of AU YEUNG Tat H 歐陽達顯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RO 4 08 September 2004
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RO 9 08 September 2004
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RO 5 08 September 2004
HSBC Corporate Finance (Hong Kong) Limited RO 2 05 September 2003 15 January 2004
HSBC Securities (Asia) Limited RO 1 01 April 2003 15 January 2004
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 01 April 2003 15 January 2004
HSBC Structured Funds (Asia) Limited RO 2 01 April 2003 05 September 2003
HSBC Securities (Asia) Limited RO 4 01 April 2003 05 September 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 4 01 April 2003 05 September 2003
HSBC Structured Funds (Asia) Limited RO 5 01 April 2003 05 September 2003
HSBC Securities (Asia) Limited RO 6 01 April 2003 05 September 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 6 01 April 2003 05 September 2003
HSBC Securities (Asia) Limited RO 9 01 April 2003 05 September 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 9 01 April 2003 05 September 2003
HSBC Structured Funds (Asia) Limited RO 9 01 April 2003 05 September 2003