SFC Licences of AU YEUNG Tat H 歐陽達顯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司	RO	9	08 September 2004
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司	RO	5	08 September 2004
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司	RO	4	08 September 2004
HSBC Corporate Finance (Hong Kong) Limited	RO	2	05 September 2003	15 January 2004
HSBC Securities (Asia) Limited	RO	1	01 April 2003	15 January 2004
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RO	1	01 April 2003	15 January 2004
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RO	9	01 April 2003	05 September 2003
HSBC Structured Funds (Asia) Limited	RO	5	01 April 2003	05 September 2003
HSBC Structured Funds (Asia) Limited	RO	9	01 April 2003	05 September 2003
HSBC Structured Funds (Asia) Limited	RO	2	01 April 2003	05 September 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RO	6	01 April 2003	05 September 2003
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RO	4	01 April 2003	05 September 2003
HSBC Securities (Asia) Limited	RO	9	01 April 2003	05 September 2003
HSBC Securities (Asia) Limited	RO	6	01 April 2003	05 September 2003
HSBC Securities (Asia) Limited	RO	4	01 April 2003	05 September 2003