SFC Licences of SO Ka Wai, Amy 蘇家慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 29 August 2011 | 02 March 2013 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 29 August 2011 | 02 March 2013 |
| UIC Financial Advisors Limited 環宇理財有限公司 | RE | 4 | 22 November 2010 | 08 August 2011 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 01 April 2003 | 31 May 2009 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 9 | 01 April 2003 | 31 January 2005 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 6 | 01 April 2003 | 31 January 2005 |