SFC Licences of RICHDALE Kate Gaskell

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KKR Capital Markets Asia Limited RO 9 16 November 2022
KKR Capital Markets Asia Limited RO 4 16 November 2022
KKR Capital Markets Asia Limited RO 1 16 November 2022
KKR Capital Markets Asia Limited RE 4 27 April 2020 16 November 2022
KKR Capital Markets Asia Limited RE 1 27 April 2020 16 November 2022
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 6 02 September 2013 23 March 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 02 September 2013 23 March 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 14 June 2013 02 September 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 14 June 2013 02 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 15 March 2011 07 March 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 15 March 2011 07 March 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 15 March 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 15 March 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004