SFC Licences of HAU Peng Hao 侯炳孝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Futures Limited | RE | 2 | 20 October 2008 | 08 June 2015 |
Funderstone Securities Limited | RE | 1 | 14 March 2005 | 08 June 2015 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 05 August 2003 | 10 March 2005 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 16 April 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 16 April 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 16 April 2003 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 16 April 2003 |