SFC Licences of FUNG Kim Wan 馮劍雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 17 March 2009 | 09 May 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 06 May 2005 | 09 May 2019 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 07 October 2003 | 05 May 2005 |
| Luk Fook Securities Limited 六福証券有限公司 | RE | 1 | 01 April 2003 | 07 October 2003 |
| Luk Fook Securities Limited 六福証券有限公司 | RE | 4 | 01 April 2003 | 07 October 2003 |
| Luk Fook Securities Limited 六福証券有限公司 | RE | 6 | 01 April 2003 | 07 October 2003 |
| Luk Fook Securities Limited 六福証券有限公司 | RE | 9 | 01 April 2003 | 07 October 2003 |