SFC Licences of WONG Koon Chung, Stephen 王貫中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 9 | 21 February 2023 | |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 4 | 21 February 2023 | |
| Basis Asset Management Limited 格致資產管理有限公司 | RE | 9 | 21 January 2022 | 08 February 2023 |
| Basis Asset Management Limited 格致資產管理有限公司 | RE | 4 | 21 January 2022 | 08 February 2023 |
| IDEG Asset Management (Hong Kong) Limited | RE | 9 | 14 August 2020 | 29 December 2021 |
| IDEG Asset Management (Hong Kong) Limited | RE | 4 | 14 August 2020 | 29 December 2021 |
| IDEG Asset Management (Hong Kong) Limited | RE | 1 | 14 August 2020 | 29 December 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 27 July 2007 | 26 February 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 July 2007 | 26 February 2008 |