SFC Licences of CHONG Moon Biu, William 莊滿標
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 21 February 2023 | |
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 21 February 2023 | |
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 1 | 11 January 2021 | |
Nerico Brothers Limited | RE | 1 | 05 November 2019 | 09 December 2020 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 28 July 2016 | 05 October 2016 |
Open Securities Limited 開盤證券有限公司 | RE | 2 | 07 December 2012 | 07 May 2015 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 07 December 2012 | 07 May 2015 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 07 April 2010 | 24 November 2012 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 07 April 2010 | 24 November 2012 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 05 July 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 05 July 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 05 July 2003 |