SFC Licences of JONES Richard Iwan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | 9 | 20 December 2011 | |
| First Sentier Investors (Hong Kong) Limited | RO | 4 | 20 December 2011 | |
| First Sentier Investors (Hong Kong) Limited | RO | 1 | 20 December 2011 | |
| First Sentier Investors (Hong Kong) Limited | RE | 9 | 26 January 2010 | 20 December 2011 |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 26 January 2010 | 20 December 2011 |
| First Sentier Investors (Hong Kong) Limited | RE | 1 | 26 January 2010 | 20 December 2011 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 9 | 25 October 2007 | 15 September 2009 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 4 | 25 October 2007 | 15 September 2009 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RO | 1 | 25 October 2007 | 15 September 2009 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 14 February 2006 | 25 October 2007 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 14 February 2006 | 25 October 2007 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 14 February 2006 | 25 October 2007 |