SFC Licences of LAI King Yan, Anthony 黎敬恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hong Tai Capital (Hong Kong) Limited 洪泰資本(香港)有限公司 RO 6 29 February 2024
Hong Tai Capital (Hong Kong) Limited 洪泰資本(香港)有限公司 RE 6 14 February 2024 29 February 2024
Advent Corporate Finance Limited 宏智融資有限公司 RO 6 14 September 2022 31 January 2024
Advent Corporate Finance Limited 宏智融資有限公司 RE 6 14 January 2022 14 September 2022
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RO 6 23 August 2019 14 May 2021
Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 RE 6 16 April 2019 23 August 2019
CLC International Limited 創僑國際有限公司 RO 1 03 April 2013 19 February 2019
CLC International Limited 創僑國際有限公司 RO 6 24 January 2013 19 February 2019
CLC International Limited 創僑國際有限公司 RE 6 02 January 2013 24 January 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 6 17 January 2012 01 December 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 31 October 2011 17 January 2012
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RO 6 13 July 2010 22 October 2011
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RO 1 13 July 2010 22 October 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 13 July 2010 22 October 2011
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 6 05 October 2007 13 July 2010
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 1 05 October 2007 13 July 2010