SFC Licences of YING Hak Kai 應克佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 06 May 2013 | 11 November 2014 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 28 December 2010 | 11 November 2014 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 06 June 2003 | 29 November 2010 |
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 | RE | 6 | 01 April 2003 | 01 May 2003 |
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 | RE | 9 | 01 April 2003 | 01 May 2003 |
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 | RE | 4 | 01 April 2003 | 01 May 2003 |