SFC Licences of YING Hak Kai 應克佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 06 May 2013 11 November 2014
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 28 December 2010 11 November 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 06 June 2003 29 November 2010
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 6 01 April 2003 01 May 2003
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 9 01 April 2003 01 May 2003
DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 RE 4 01 April 2003 01 May 2003