SFC Licences of YAU Kar Man, Karen 尤嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Innovax Capital Limited 創陞融資有限公司	RO	1	21 January 2022	11 February 2022
Innovax Capital Limited 創陞融資有限公司	RE	6	23 November 2021	11 February 2022
Innovax Capital Limited 創陞融資有限公司	RE	1	23 November 2021	21 January 2022
Elstone Securities Limited 千里碩證券有限公司	RO	1	12 November 2018	12 June 2021
Elstone Capital Limited 千里碩融資有限公司	RE	6	12 November 2018	12 June 2021
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	1	01 March 2016	26 September 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	6	20 October 2015	26 September 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	1	20 October 2015	01 March 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	21 August 2014	16 September 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	21 August 2014	16 September 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	6	23 January 2014	16 September 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	1	23 January 2014	16 September 2015
VC Brokerage Limited 滙盈證券有限公司	RE	1	30 September 2005	09 January 2014
VC Capital Limited 滙盈融資有限公司	RE	6	30 September 2005	09 January 2014
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	1	28 July 2004	30 September 2005
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	6	01 April 2003	30 September 2005