SFC Licences of CHOI Kai Ming 蔡啟明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 06 April 2006 | 03 June 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 18 February 2004 | 31 March 2006 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 01 April 2003 | 10 February 2004 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 6 | 01 April 2003 | 23 December 2003 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 4 | 01 April 2003 | 23 December 2003 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 9 | 01 April 2003 | 23 December 2003 |