SFC Licences of HO Yaun, Stanley 何仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | RO | 4 | 30 December 2010 | 21 July 2021 |
| KKR Capital Markets Asia Limited | RO | 1 | 08 December 2010 | 21 July 2021 |
| KKR Capital Markets Asia Limited | RE | 1 | 26 October 2010 | 08 December 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 6 | 01 March 2010 | 16 October 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RO | 1 | 01 March 2010 | 16 October 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 02 October 2008 | 01 March 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 02 October 2008 | 01 March 2010 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |