SFC Licences of AU Andrew 歐子健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 April 2021 | 17 September 2021 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 4 | 23 January 2017 | 14 April 2020 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 1 | 23 January 2017 | 14 April 2020 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 9 | 28 November 2014 | 14 April 2020 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 20 January 2005 | 22 March 2010 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 20 January 2005 | 22 March 2010 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 29 May 2003 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 May 2003 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 29 May 2003 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 29 May 2003 |