SFC Licences of LEE Kwok Cheong 李國昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Changchun Securities Limited 長春證券有限公司 RO 1 24 December 2021
Changchun Securities Limited 長春證券有限公司 RO 9 24 September 2021
Changchun Securities Limited 長春證券有限公司 RO 4 24 September 2021
Changchun Securities Limited 長春證券有限公司 RE 9 16 September 2021 24 September 2021
Changchun Securities Limited 長春證券有限公司 RE 4 16 September 2021 24 September 2021
VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 RO 9 05 January 2021 31 July 2021
VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 RO 4 05 January 2021 31 July 2021
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 RO 9 23 July 2019 09 September 2020
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 RO 4 23 July 2019 09 September 2020
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 RE 9 14 June 2019 23 July 2019
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 RE 4 14 June 2019 23 July 2019
Holly International Asset Management Company Limited 弘業國際資產管理有限公司 RO 9 28 August 2018 09 May 2019
Holly International Asset Management Company Limited 弘業國際資產管理有限公司 RO 4 28 August 2018 09 May 2019
Platform Asset Management Limited 八方資產管理有限公司 RO 4 07 September 2016 31 October 2017
Platform Asset Management Limited 八方資產管理有限公司 RO 9 26 June 2015 31 October 2017
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 24 November 2009 25 June 2015
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 13 October 2008 25 June 2015
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 25 October 2007 30 August 2008
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 25 October 2007 30 August 2008
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 19 April 2006 30 August 2008
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 01 April 2003 19 April 2006
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 9 01 April 2003 13 February 2004
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 01 April 2003 05 January 2004
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 6 01 April 2003 05 January 2004
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 6 01 April 2003 05 January 2004
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RE 4 01 April 2003 05 January 2004