SFC Licences of JOHNSON Christopher Lind
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JNL Investments Limited | RO | 9 | 13 July 2017 | 31 January 2018 |
JNL Investments Limited | RE | 9 | 25 April 2017 | 13 July 2017 |
Asiya Investments Hong Kong Limited | RO | 9 | 06 January 2014 | 23 February 2016 |
Asiya Investments Hong Kong Limited | RO | 4 | 06 January 2014 | 23 February 2016 |
Asiya Investments Hong Kong Limited | RE | 9 | 13 June 2013 | 06 January 2014 |
Asiya Investments Hong Kong Limited | RE | 4 | 13 June 2013 | 06 January 2014 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 11 February 2010 | 14 February 2012 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 11 February 2010 | 14 February 2012 |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 10 July 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 10 July 2003 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 10 July 2003 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 10 July 2003 |