SFC Licences of JOHNSON Christopher Lind

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JNL Investments Limited RO 9 13 July 2017 31 January 2018
JNL Investments Limited RE 9 25 April 2017 13 July 2017
Asiya Investments Hong Kong Limited RO 9 06 January 2014 23 February 2016
Asiya Investments Hong Kong Limited RO 4 06 January 2014 23 February 2016
Asiya Investments Hong Kong Limited RE 9 13 June 2013 06 January 2014
Asiya Investments Hong Kong Limited RE 4 13 June 2013 06 January 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 11 February 2010 14 February 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 11 February 2010 14 February 2012
HSBC Securities (Asia) Limited RE 1 01 April 2003 10 July 2003
HSBC Securities (Asia) Limited RE 6 01 April 2003 10 July 2003
HSBC Securities (Asia) Limited RE 4 01 April 2003 10 July 2003
HSBC Securities (Asia) Limited RE 9 01 April 2003 10 July 2003