SFC Licences of LAM Pui Ming 林沛明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| A.H. International Limited | RO | 1 | 13 March 2007 | 14 March 2011 |
| A.H. International Limited | RO | 4 | 22 March 2006 | 14 March 2011 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 17 December 2004 | 17 March 2006 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 20 April 2004 | 17 March 2006 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 1 | 01 April 2003 | 30 March 2004 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 9 | 01 April 2003 | 11 February 2004 |