SFC Licences of WAN Chiu Yin 尹超然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 24 October 2011 | |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 May 2010 | 19 October 2011 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 08 April 2010 | 07 May 2010 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 13 February 2004 | 02 March 2005 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 26 June 2003 | 07 April 2010 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 26 June 2003 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 26 June 2003 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 26 June 2003 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 26 June 2003 |