SFC Licences of CHANG Cho Yam, Joseph 張祖蔭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kingsway SW Asset Management Limited 滙富資產管理有限公司	RE	9	29 September 2022
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	9	18 January 2022
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	4	18 January 2022
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	22 December 2021
Tongfang Securities Limited 同方證券有限公司	RE	1	08 March 2018	18 October 2021
Tongfang Capital Limited 同方資本有限公司	RO	6	29 September 2017	18 October 2021
Gransing Securities Co., Limited 國投證券有限公司	RO	6	17 February 2016	28 January 2017
Gransing Securities Co., Limited 國投證券有限公司	RO	4	17 February 2016	28 January 2017
Gransing Securities Co., Limited 國投證券有限公司	RE	9	11 January 2016	28 January 2017
Gransing Securities Co., Limited 國投證券有限公司	RO	1	09 October 2015	28 January 2017
Gransing Securities Co., Limited 國投證券有限公司	RE	1	12 August 2015	09 October 2015
Frontier Capital Investment Limited 方達資本投資有限公司	RE	6	13 February 2015	13 February 2015
Frontier Capital Investment Limited 方達資本投資有限公司	RO	6	18 December 2014	13 February 2015
Frontier Capital Investment Limited 方達資本投資有限公司	RO	4	18 December 2014	13 February 2015
Frontier Capital Investment Limited 方達資本投資有限公司	RO	1	18 December 2014	13 February 2015
RHB Capital Hong Kong Limited 興業金融融資有限公司	RO	1	07 January 2013	09 July 2013
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	05 November 2012	09 July 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	05 November 2012	09 July 2013
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	1	05 November 2012	07 January 2013
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	31 October 2011	05 October 2012
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	31 October 2011	05 October 2012
ABCI Capital Limited 農銀國際融資有限公司	RO	1	27 October 2011	05 October 2012
ABCI Capital Limited 農銀國際融資有限公司	RE	6	23 August 2011	05 October 2012
ABCI Capital Limited 農銀國際融資有限公司	RE	1	23 August 2011	27 October 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RO	1	31 December 2010	19 April 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RE	6	31 December 2010	19 April 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RE	4	31 December 2010	19 April 2011
RHB Capital Hong Kong Limited 興業金融融資有限公司	RE	6	26 May 2009	30 June 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	4	26 May 2009	30 June 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	07 April 2009	30 June 2010
Goldin Equities Limited 高銀(證券)有限公司	RE	1	12 February 2009	23 March 2009
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	4	27 October 2008	14 November 2008
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	6	13 October 2008	14 November 2008
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	1	13 October 2008	14 November 2008
Kingsway Capital Limited 滙富融資有限公司	RO	1	14 August 2008	01 October 2008
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RO	1	19 November 2007	01 October 2008
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	6	03 November 2004	01 October 2008
Kingsway Capital Limited 滙富融資有限公司	RE	6	03 November 2004	01 October 2008
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	03 November 2004	19 November 2007