SFC Licences of DU Yanyi 杜延奕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 | RE | 9 | 28 April 2017 | |
| Green Court Capital Management Limited 碧雲資本管理有限公司 | RE | 4 | 28 April 2017 | |
| Neuberger Berman Asia Limited | RE | 9 | 24 September 2012 | 28 April 2017 |
| Neuberger Berman Asia Limited | RE | 4 | 24 September 2012 | 28 April 2017 |
| Neuberger Berman Asia Limited | RE | 1 | 24 September 2012 | 28 April 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 10 December 2008 | 22 June 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 December 2008 | 22 June 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 08 October 2008 | 22 June 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 22 February 2007 | 26 September 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 October 2003 | 17 January 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 06 October 2003 | 17 January 2007 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 6 | 01 April 2003 | 09 September 2003 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 01 April 2003 | 09 September 2003 |