SFC Licences of DU Yanyi 杜延奕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Green Court Capital Management Limited 碧雲資本管理有限公司 RE 9 28 April 2017
Green Court Capital Management Limited 碧雲資本管理有限公司 RE 4 28 April 2017
Neuberger Berman Asia Limited RE 1 24 September 2012 28 April 2017
Neuberger Berman Asia Limited RE 4 24 September 2012 28 April 2017
Neuberger Berman Asia Limited RE 9 24 September 2012 28 April 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 10 December 2008 22 June 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 10 December 2008 22 June 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 08 October 2008 22 June 2012
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 22 February 2007 26 September 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 October 2003 17 January 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 06 October 2003 17 January 2007
BOCI Research Limited 中銀國際研究有限公司 RE 4 01 April 2003 09 September 2003
BOCI Research Limited 中銀國際研究有限公司 RE 6 01 April 2003 09 September 2003