SFC Licences of CHAN Wing Fu 陳永富
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 15 August 2012 | 01 March 2013 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 15 August 2012 | 10 December 2012 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 11 January 2012 | 06 August 2012 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 09 June 2010 | 11 November 2011 |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 23 June 2008 | 13 May 2010 |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 02 June 2008 | 13 May 2010 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 13 October 2005 | 30 May 2008 |
UBS Securities Asia Limited | RE | 4 | 07 June 2004 | 15 October 2004 |