SFC Licences of LIN Grace 林文萱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 03 June 2013 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 April 2011 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 7 | 31 March 2008 | 08 October 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 15 October 2007 | |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 11 May 2007 | 31 August 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 September 2003 | 15 October 2007 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 13 September 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 13 September 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 September 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 September 2003 |