SFC Licences of HO Shuk Man, Gale 何淑文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 12 March 2018 | 18 June 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 12 March 2018 | 18 June 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 March 2018 | 18 June 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 15 September 2011 | 08 March 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 24 September 2010 | 08 March 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 September 2010 | 08 March 2016 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 14 October 2006 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 14 October 2006 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 14 October 2006 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 04 October 2005 |
FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 14 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 14 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 14 May 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 14 May 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 14 May 2004 |