SFC Licences of KWOK Ka On 郭家安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 | RO | 7 | 10 November 2021 | |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 04 May 2016 | |
| Chief Securities Limited 致富證券有限公司 | RO | 1 | 10 May 2010 | |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 24 October 2005 | 10 May 2010 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 24 October 2005 |