SFC Licences of MAN Kon Kuen, Martin 文幹權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 18 October 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 18 October 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 18 October 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 18 October 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 2 11 November 2005 21 June 2019
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 02 March 2005 27 January 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 28 January 2005 21 June 2019
FT Securities Limited 富通證券有限公司 RE 1 06 April 2004 25 January 2005
Jefferies Bache (Hong Kong) Limited RE 2 06 April 2004 12 December 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 19 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 19 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 19 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 19 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003