SFC Licences of KO Margaret Yuyin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 15 July 2011 | 20 July 2012 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 15 July 2011 | 20 July 2012 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 15 July 2011 | 20 July 2012 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 7 | 20 February 2009 | 20 April 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 May 2004 | 20 April 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 24 May 2004 | 20 April 2011 |