SFC Licences of LAU Ying 劉營

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	07 June 2011	01 April 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	07 June 2011	01 April 2024
CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司	RE	2	03 January 2011	19 May 2011
CMB International Securities Limited 招銀國際證券有限公司	RE	1	24 September 2010	19 May 2011
CMB International Capital Holdings Corporation Limited	RE	1	06 July 2009	16 November 2010
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	01 April 2003	01 July 2009
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	01 April 2003	01 July 2009
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	6	01 April 2003	30 December 2003
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	9	01 April 2003	30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	01 April 2003	30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	9	01 April 2003	30 December 2003
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	5	01 April 2003	30 December 2003