SFC Licences of LAU Ying 劉營

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 07 June 2011
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 07 June 2011
CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司 RE 2 03 January 2011 19 May 2011
CMB International Securities Limited 招銀國際證券有限公司 RE 1 24 September 2010 19 May 2011
CMB International Capital Holdings Corporation Limited RE 1 06 July 2009 16 November 2010
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 01 July 2009
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 01 April 2003 01 July 2009
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 30 December 2003
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 30 December 2003
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 9 01 April 2003 30 December 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 30 December 2003