SFC Licences of YUNG Ngai Keung 翁毅強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 21 June 2013 12 August 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 19 May 2010 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 22 February 2005 12 August 2014
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 27 August 2004 14 December 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 01 April 2003 14 December 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 01 April 2003 14 December 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 6 01 April 2003 27 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 7 01 April 2003 27 April 2004
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 9 01 April 2003 27 April 2004