SFC Licences of TAN Hwei Ling 陳慧灵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 13 March 2015 26 November 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 13 March 2015 26 November 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 13 March 2015 26 November 2016
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 01 August 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 01 August 2013
Morgan Stanley Hong Kong Futures Limited RE 2 01 April 2003 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004
Morgan Stanley Hong Kong Futures Limited RE 7 01 April 2003 11 February 2004