SFC Licences of TAN Hwei Ling 陳慧灵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 March 2015 | 26 November 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 13 March 2015 | 26 November 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 March 2015 | 26 November 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 01 August 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 01 August 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |