SFC Licences of LAU Hin Tat 劉顯達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 08 May 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 02 January 2004 31 March 2006
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 22 November 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 22 November 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 22 November 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 22 November 2003