SFC Licences of WONG Chung Kin 黃忠健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harmonia Capital Limited 仁和資本有限公司 RE 9 11 April 2023
Harmonia Capital Limited 仁和資本有限公司 RO 1 23 December 2020
Harmonia Capital Limited 仁和資本有限公司 RE 1 02 December 2020 23 December 2020
Harmonia Capital Limited 仁和資本有限公司 RE 4 02 December 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 4 07 July 2020 20 November 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 3 07 September 2011 25 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 26 January 2007 20 November 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 January 2007 20 November 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 07 August 2004 22 January 2007
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 25 July 2003 22 January 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 22 January 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 17 July 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 17 July 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 17 July 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 17 July 2003