SFC Licences of POON Ting Wo 潘定和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 18 December 2019 | 16 April 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 December 2019 | 16 April 2020 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 18 December 2007 | 04 April 2008 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 07 August 2003 | 20 September 2005 |