SFC Licences of LAM Steve Kwok Leung 林國樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CLSA Limited 中信里昂證券有限公司	RO	4	04 October 2018	28 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	04 October 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	4	04 October 2018
CLSA Limited 中信里昂證券有限公司	RO	1	04 October 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	10 August 2017	04 October 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	10 August 2017	04 October 2018
CLSA Limited 中信里昂證券有限公司	RE	4	10 August 2017	04 October 2018
CLSA Limited 中信里昂證券有限公司	RE	1	10 August 2017	04 October 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	04 July 2011	11 November 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	04 July 2011	11 November 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	04 July 2011	31 January 2012
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	08 June 2006	25 June 2007
CLSA Limited 中信里昂證券有限公司	RE	1	25 May 2006	25 June 2007
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司	RE	6	25 May 2006	07 June 2006
CCB International Capital Limited 建銀國際金融有限公司	RE	6	23 August 2005	04 May 2006
CCB International Capital Limited 建銀國際金融有限公司	RE	1	23 August 2005	04 May 2006
VC Brokerage Limited 滙盈證券有限公司	RE	1	21 June 2005	05 August 2005
VC Capital Limited 滙盈融資有限公司	RE	6	13 April 2005	05 August 2005
VC Capital Limited 滙盈融資有限公司	RE	1	13 April 2005	05 August 2005
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	1	01 April 2003	07 October 2003
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	6	01 April 2003	07 October 2003