SFC Licences of LAM Steve Kwok Leung 林國樑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 04 October 2018
CLSA Limited 中信里昂證券有限公司
RE 1 25 May 2006 25 June 2007
CLSA Capital Partners (HK) Limited 里昂資本(香港)有限公司
RE 6 25 May 2006 07 June 2006
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 6 23 August 2005 04 May 2006
VC Brokerage Limited 滙盈證券有限公司
RE 1 21 June 2005 05 August 2005
VC Capital Limited 滙盈融資有限公司
RE 1, 6 13 April 2005 05 August 2005
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司
RE 1, 6 01 April 2003 07 October 2003
CLSA Limited 中信里昂證券有限公司
RO 1 04 October 2018
CLSA Limited 中信里昂證券有限公司
RO 4 04 October 2018 28 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1, 4 10 August 2017 04 October 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 10 August 2017 04 October 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
RE 1, 6 04 July 2011 11 November 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1 04 July 2011 31 January 2012
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 08 June 2006 25 June 2007