SFC Licences of YU Ka Yee, Sandra 余嘉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 12 January 2011 | 01 July 2024 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 12 January 2011 | 01 July 2024 |
| NNIP Hong Kong Limited | RE | 4 | 30 July 2007 | 28 July 2010 |
| NNIP Hong Kong Limited | RE | 1 | 30 July 2007 | 28 July 2010 |
| NNIP Hong Kong Limited | RE | 9 | 30 July 2007 | 25 May 2010 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 01 April 2003 | 30 June 2007 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 01 April 2003 | 30 June 2007 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 6 | 01 April 2003 | 01 November 2004 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 1 | 01 April 2003 | 01 November 2004 |