SFC Licences of LIU Xiaohong 劉曉紅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 6 05 December 2022 17 October 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 1 05 December 2022 17 October 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 07 October 2022 05 December 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 07 October 2022 05 December 2022
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 6 19 August 2021 17 June 2022
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 07 July 2021 17 June 2022
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 07 July 2021 19 August 2021
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 11 December 2019 25 May 2021
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 01 August 2017 27 March 2020
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RO 6 30 September 2016 25 May 2021
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 6 09 March 2007 29 September 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 29 May 2006 29 September 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 29 May 2006 09 March 2007
J.P. Morgan Securities (Far East) Limited RE 9 01 April 2003 26 November 2003
J.P. Morgan Securities (Far East) Limited RE 6 01 April 2003 26 November 2003
J.P. Morgan Securities (Far East) Limited RE 4 01 April 2003 26 November 2003