SFC Licences of HO Ho Ming 何浩明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RO 2 08 June 2023
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 2 01 March 2018 08 June 2023
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 4 01 March 2017
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 1 01 March 2017
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 4 28 February 2017 28 February 2017
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 28 February 2017 28 February 2017
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 4 20 June 2013 28 February 2017
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 1 14 May 2013 28 February 2017
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RE 1 12 March 2008 14 May 2013
Corporate Brokers Limited 協聯證券有限公司 RE 1 01 April 2003 05 March 2008
Corporate Brokers Limited 協聯證券有限公司 RE 9 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 7 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 6 01 April 2003 19 February 2004
Corporate Brokers Limited 協聯證券有限公司 RE 4 01 April 2003 19 February 2004