SFC Licences of WONG Steven Siu Kee 黃紹基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 | RE | 6 | 25 June 2007 | 20 October 2010 |
Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 | RE | 4 | 25 June 2007 | 20 October 2010 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |