SFC Licences of LAU Dick Man 劉滌文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 29 July 2005 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 29 July 2005 | |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 29 July 2005 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 01 April 2003 | 29 July 2005 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 19 April 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 19 April 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 19 April 2004 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 5 | 01 April 2003 | 19 April 2004 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 9 | 01 April 2003 | 19 April 2004 |