SFC Licences of YOKOTA Fumiko 橫田文子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 December 2015 | 16 September 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 September 2003 | 05 November 2008 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 01 April 2003 | 06 August 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 April 2003 | 06 August 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2003 | 06 August 2003 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 9 | 01 April 2003 | 06 August 2003 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 | RE | 1 | 01 April 2003 | 06 August 2003 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 | RE | 4 | 01 April 2003 | 06 August 2003 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 | RE | 9 | 01 April 2003 | 06 August 2003 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 | RE | 6 | 01 April 2003 | 06 August 2003 |