SFC Licences of CHOI Wing Kam 蔡詠琴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 RO 9 13 February 2018 02 June 2018
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 RO 4 13 February 2018 02 June 2018
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 RE 9 27 July 2017 13 February 2018
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 RE 4 27 July 2017 13 February 2018
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 9 14 November 2016 26 July 2017
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 4 14 November 2016 26 July 2017
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 23 September 2013 14 November 2016
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 23 September 2013 14 November 2016
ABCI Asset Management Limited 農銀國際資産管理有限公司 RO 9 18 February 2013 20 September 2013
ABCI Asset Management Limited 農銀國際資産管理有限公司 RE 9 18 December 2012 18 February 2013
Rayliant Asset Management Limited 銳聯資產管理有限公司 RO 9 20 February 2012 26 November 2012
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 16 November 2010 20 August 2011
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 16 November 2010 20 August 2011
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 16 November 2010 20 August 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 22 June 2009 20 August 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 22 June 2009 20 August 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 22 June 2009 20 August 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 22 June 2009 20 August 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 22 June 2009 20 August 2011
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 24 June 2008 19 September 2008
Quam Asset Management Limited 華富建業資產管理有限公司 RE 4 24 June 2008 19 September 2008
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 5 26 July 2007 29 January 2008
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 9 25 June 2007 29 January 2008
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 25 June 2007 29 January 2008
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 25 June 2007 29 January 2008
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 4 08 May 2007 11 May 2007
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 1 08 May 2007 11 May 2007
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 9 21 December 2004 11 May 2007
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 30 December 2003 12 August 2004
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 15 October 2003 12 August 2004
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 4 01 April 2003 26 September 2003
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 6 01 April 2003 26 September 2003
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 9 01 April 2003 26 September 2003