SFC Licences of TEO Kok Ann, Theodore 張國桉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 September 2015 | |
| Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 24 March 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 23 June 2009 | 24 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 June 2009 | 24 March 2015 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 June 2009 | 26 August 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 31 October 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 23 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 23 November 2004 |