SFC Licences of CHANDLER Michael Lee

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 03 September 2018
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 23 July 2018 03 September 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 15 July 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 27 September 2016 15 July 2017
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 27 September 2016 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 5 22 March 2012 27 September 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 2 22 March 2012 27 September 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 22 March 2012 27 September 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 5 08 June 2011 27 September 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 08 June 2011 22 March 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 September 2008 22 March 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 22 March 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 14 October 2004