SFC Licences of LETTS Darren Arthur Bohrsmann
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 09 August 2004 | 31 March 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 06 April 2004 | 31 March 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 06 April 2004 | 31 March 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 06 April 2004 | 31 March 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 April 2004 | 31 March 2009 |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 12 March 2004 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 01 April 2003 | 12 March 2004 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 19 January 2004 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 19 January 2004 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 19 January 2004 |
HSBC Futures (Singapore) Pte Ltd | RE | 9 | 01 April 2003 | 29 August 2003 |
HSBC Futures (Singapore) Pte Ltd | RE | 5 | 01 April 2003 | 29 August 2003 |